Director of Compliance 

Lyn’s objective is to ensure the firm, its advisors, and staff are compliant with our internal policies and procedures and all regulatory and state requirements.  She develops processes to maintain up-to-date compliance standard practices and remains in contact with our affiliated advisors on a daily basis.  Lyn remains updated regarding the formality of all policies and regulations and how they are practically applied to everyday advisor usage in an ever-changing environment.  Lyn holds her FINRA Series 7 and 24 licenses, along with her Florida 2-15 license.